Industries ยท United States
Financial Services
GLBA, SOX and PCI compliance for banking, fintech and insurance. ORCA Opti brings your risks, controls and AI governance into one living system of record, inside your Safe Zone.
Regulation
Frameworks built in
ORCA Opti ships with the frameworks US customers and auditors ask about, and keeps your evidence audit-ready.
SOC 2
SOC 2
Continuous evidence and audit-readiness for the report your customers ask for.
NIST CSF
NIST CSF
Cyber maturity against the NIST Cybersecurity Framework, with every control owned and evidenced.
NIST SP 800-53
NIST SP 800-53
The control catalogue behind US federal security programs, with each control tracked, tested and evidenced.
CIS Controls
CIS Controls
Prioritised baseline safeguards, tracked against your own implementation.
PCI DSS
PCI DSS
Cardholder data controls across payments, tracked and evidenced.
ISO 27001
ISO 27001
Information security management, pre-mapped to your controls.
ISO/IEC 27701
ISO/IEC 27701
Privacy information management, with privacy impact assessments over your data processing.
AI governance (ISO/IEC 42001)
AI governance (ISO/IEC 42001)
Responsible, accountable AI, with an AI system inventory and impact assessments managed against ISO/IEC 42001.
For Financial Services
See ORCA Opti for U.S. Financial Services
Banks, credit unions, fintechs, insurers and asset managers operate under the most-layered regulator stack in the world. GLBA, SOX, FFIEC, NYDFS 500, OCC, FRB, FDIC, FINRA, SEC, CFPB and a CCPA/CPRA-inspired state privacy patchwork all want evidence-grade controls. ORCA Opti brings them into one platform so risk, compliance and security all see the same picture.
Regulator-ready cyber posture
Regulator-ready cyber posture
FFIEC, NYDFS 500, OCC, FRB and FDIC examination cycles supported by living controls and evidence, ready for the next examination.
Customer and core systems in the Safe Zone
Customer and core systems in the Safe Zone
Account, KYC, claims and payments data in your Safe Zone, with AI Guardian blocking PII disclosure to external AI.
Governed AI for credit, service and fraud
Governed AI for credit, service and fraud
Roll out AI for credit decisioning, customer service and fraud detection with the audit trail the SEC, OCC and CFPB are about to require.
Incident reporting on the clock
Incident reporting on the clock
36-hour bank notification, NYDFS 72-hour and SEC Form 8-K reporting handled by pre-built workflows.
The pressure
What U.S. FS risk officers are watching
Regulator expectations stacking up, AI under examination, and ransomware on core banking with no patience for paper compliance.
SEC and bank-regulator scrutiny
SEC and bank-regulator scrutiny
SEC cyber disclosure, OCC heightened standards and FFIEC examinations all expect demonstrable controls, not paper policies.
NYDFS Part 500 and state-by-state
NYDFS Part 500 and state-by-state
NYDFS 500 amendment requirements, state-by-state insurance data security laws and Reg P all want evidence and reporting current.
Authorized push payment and AI fraud
Authorized push payment and AI fraud
AI-enabled scams now move at machine speed. Internal AI Guardian inspects every prompt so social engineering does not reach the customer-service desk.
Ransomware on core banking
Ransomware on core banking
Ransomware on core banking, policy admin or claims systems is a same-day regulator-reportable event with significant fines attached.
Frameworks built in
Every regulator, one program
ORCA Opti ships with the obligations U.S. FS firms run on, from prudential to market conduct. Controls pre-mapped, evidence structured and reporting current.
GLBA Safeguards & FFIEC
Gramm-Leach-Bliley Act Safeguards Rule and FFIEC Cybersecurity Assessment Tool aligned to controls and exam-ready evidence.
NYDFS Part 500
New York Department of Financial Services Cybersecurity Regulation, including the 2023 amendment, with senior officer attestation supported.
SOX & PCI DSS v4
Sarbanes-Oxley IT general controls plus Payment Card Industry Data Security Standard v4 baseline-mapped.
State privacy patchwork
CCPA/CPRA, VCDPA, CPA, CTDPA, UCPA and growing state-by-state privacy obligations mapped to one consent and evidence model.
FinCEN, CFPB & state reporting
BSA/AML reporting, CFPB consumer-protection reporting and state insurance commission reporting handled by one workflow.
ISO 27001 & NIST CSF 2.0
International security baseline and NIST Cybersecurity Framework 2.0 mapped alongside U.S. regulation.
See ORCA Opti for Financial Services in United States.
Work through a guided check with Opti Assist and get an immediate view of where you stand.
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