Industries · United States
Professional Services
Compliance for legal, accounting and consulting firms. ORCA Opti brings your risks, controls and AI governance into one living system of record, inside your Safe Zone.
Regulation
Frameworks built in
ORCA Opti ships with the frameworks US customers and auditors ask about, and keeps your evidence audit-ready.
SOC 2
SOC 2
Continuous evidence and audit-readiness for the report your customers ask for.
NIST CSF
NIST CSF
Cyber maturity against the NIST Cybersecurity Framework, with every control owned and evidenced.
NIST SP 800-53
NIST SP 800-53
The control catalogue behind US federal security programs, with each control tracked, tested and evidenced.
CIS Controls
CIS Controls
Prioritised baseline safeguards, tracked against your own implementation.
PCI DSS
PCI DSS
Cardholder data controls across payments, tracked and evidenced.
ISO 27001
ISO 27001
Information security management, pre-mapped to your controls.
ISO/IEC 27701
ISO/IEC 27701
Privacy information management, with privacy impact assessments over your data processing.
AI governance (ISO/IEC 42001)
AI governance (ISO/IEC 42001)
Responsible, accountable AI, with an AI system inventory and impact assessments managed against ISO/IEC 42001.
For Professional Services
See ORCA Opti for U.S. Professional Services
Law firms, accounting firms, consulting practices and tax preparers hold the most-sensitive client data in the country. ABA Formal Opinion 477R, AICPA SOC standards, IRS Pub 4557, state bar requirements and the GLBA Safeguards Rule for tax firms all expect evidence-grade controls. ORCA Opti gives partners the assurance — and the marketing leverage — to win bigger work.
Client confidentiality in the Safe Zone
Client confidentiality in the Safe Zone
Client matter files, working papers and engagement records inside the Safe Zone, with AI Guardian blocking accidental disclosure to external AI.
Client security questionnaires answered
Client security questionnaires answered
Corporate clients now run their law and accounting firms through the same vendor reviews as software vendors. ORCA Opti handles the SOC 2 and ISO 27001 evidence behind every answer.
ABA, AICPA and IRS-aligned
ABA, AICPA and IRS-aligned
ABA Formal Opinion 477R, AICPA SOC standards and IRS Pub 4557 Written Information Security Plan controls assembled in one program.
Governed AI for legal, audit and tax
Governed AI for legal, audit and tax
Roll out AI for drafting, research, audit and tax workflows with the audit trail clients, regulators and partners expect.
The pressure
What managing partners face
Client procurement gating, AI in every workflow and a ransomware wave targeting law firms and accounting practices specifically.
Law-firm ransomware
Law-firm ransomware
Law firms are now among the most-attacked verticals. The combination of high-value matter data and traditional security underinvestment is the magnet.
Client security questionnaires
Client security questionnaires
Corporate clients run firms through SIG, CAIQ or custom questionnaires before opening matters. No answer ready, no engagement.
AI tools and privileged matter
AI tools and privileged matter
Lawyers pasting client privileged matter into ChatGPT is a documented disclosure path. AI Guardian inspects every prompt before it leaves.
IRS Pub 4557 enforcement
IRS Pub 4557 enforcement
Tax preparers under IRS WISP requirements face increasing scrutiny, with PTIN renewal now tied to a current information security program.
Frameworks built in
Professional, regulator and procurement standards
ORCA Opti ships with the obligations U.S. professional services run on. Controls pre-mapped, evidence structured and reporting current.
SOC 2 Type 2
Service Organization Controls Type 2 across all five trust service criteria, with evidence collection automated for partner attestation.
ABA Formal Opinion 477R
Reasonable safeguards for client electronic communications and matter data aligned to controls and management review.
GLBA Safeguards & IRS Pub 4557
GLBA Safeguards Rule and IRS Pub 4557 Written Information Security Plan controls for accounting and tax firms.
ISO 27001 & ISO 9001
Information security and quality management foundations for global clients and procurement-conscious buyers.
State bar and state privacy
State bar confidentiality obligations and CCPA/CPRA, VCDPA, CPA and the wider state privacy patchwork mapped to controls and evidence.
NIST AI RMF & legal-AI guidance
AI Risk Management Framework and state bar AI guidance applied to legal, audit and tax workflows.
See ORCA Opti for Professional Services in United States.
Work through a guided check with Opti Assist and get an immediate view of where you stand.
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