ORCA Opti

Industries · United States

Professional Services

Compliance for legal, accounting and consulting firms. ORCA Opti brings your risks, controls and AI governance into one living system of record, inside your Safe Zone.

Regulation

Built for US compliance

ORCA Opti maps to the standards US customers and regulators expect, and keeps your evidence audit-ready.

SOC 2

SOC 2

Continuous evidence and audit-readiness for the report your customers ask for.

HIPAA

HIPAA

Protect PHI and meet healthcare privacy and security obligations.

NIST CSF, 800-171 & CMMC

NIST CSF, 800-171 & CMMC

Cyber maturity for federal work and the defense supply chain.

FedRAMP & FISMA

FedRAMP & FISMA

Security expectations for government agencies and cloud service providers.

State privacy (CCPA/CPRA)

State privacy (CCPA/CPRA)

Navigate the growing patchwork of US state privacy laws.

PCI DSS

PCI DSS

Protect cardholder data across payments.

ISO 27001

ISO 27001

Information security management, pre-mapped to your controls.

AI governance (NIST AI RMF)

AI governance (NIST AI RMF)

Safe, accountable AI aligned with the NIST AI Risk Management Framework.

For Professional Services

See ORCA Opti for U.S. Professional Services

Law firms, accounting firms, consulting practices and tax preparers hold the most-sensitive client data in the country. ABA Formal Opinion 477R, AICPA SOC standards, IRS Pub 4557, state bar requirements and the GLBA Safeguards Rule for tax firms all expect evidence-grade controls. ORCA Opti gives partners the assurance — and the marketing leverage — to win bigger work.

Client confidentiality in the Safe Zone

Client confidentiality in the Safe Zone

Client matter files, working papers and engagement records inside the Safe Zone, with AI Guardian blocking accidental disclosure to external AI.

Client security questionnaires answered

Client security questionnaires answered

Corporate clients now run their law and accounting firms through the same vendor reviews as software vendors. ORCA Opti handles the SOC 2 and ISO 27001 evidence behind every answer.

ABA, AICPA and IRS-aligned

ABA, AICPA and IRS-aligned

ABA Formal Opinion 477R, AICPA SOC standards and IRS Pub 4557 Written Information Security Plan controls assembled in one program.

Governed AI for legal, audit and tax

Governed AI for legal, audit and tax

Roll out AI for drafting, research, audit and tax workflows with the audit trail clients, regulators and partners expect.

The pressure

What managing partners face

Client procurement gating, AI in every workflow and a ransomware wave targeting law firms and accounting practices specifically.

Law-firm ransomware

Law-firm ransomware

Law firms are now among the most-attacked verticals. The combination of high-value matter data and traditional security underinvestment is the magnet.

Client security questionnaires

Client security questionnaires

Corporate clients run firms through SIG, CAIQ or custom questionnaires before opening matters. No answer ready, no engagement.

AI tools and privileged matter

AI tools and privileged matter

Lawyers pasting client privileged matter into ChatGPT is a documented disclosure path. AI Guardian inspects every prompt before it leaves.

IRS Pub 4557 enforcement

IRS Pub 4557 enforcement

Tax preparers under IRS WISP requirements face increasing scrutiny, with PTIN renewal now tied to a current information security program.

Frameworks built in

Professional, regulator and procurement standards

ORCA Opti ships with the obligations U.S. professional services run on. Controls pre-mapped, evidence structured and reporting current.

SOC 2 Type 2

Service Organization Controls Type 2 across all five trust service criteria, with evidence collection automated for partner attestation.

ABA Formal Opinion 477R

Reasonable safeguards for client electronic communications and matter data aligned to controls and management review.

GLBA Safeguards & IRS Pub 4557

GLBA Safeguards Rule and IRS Pub 4557 Written Information Security Plan controls for accounting and tax firms.

ISO 27001 & ISO 9001

Information security and quality management foundations for global clients and procurement-conscious buyers.

State bar and state privacy

State bar confidentiality obligations and CCPA/CPRA, VCDPA, CPA and the wider state privacy patchwork mapped to controls and evidence.

NIST AI RMF & legal-AI guidance

AI Risk Management Framework and state bar AI guidance applied to legal, audit and tax workflows.

See ORCA Opti for Professional Services in United States.

Work through a guided check with Opti Assist and get an immediate view of where you stand.

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