Industries ยท United Kingdom
Financial Services
Risk and compliance for the UK's largest sector. ORCA Opti brings your risks, controls and AI governance into one living system of record, inside your Safe Zone.
Regulation
Frameworks built in
ORCA Opti ships with the frameworks UK organisations are measured against, and keeps your evidence current.
Privacy (ISO/IEC 27701)
Privacy (ISO/IEC 27701)
Privacy impact assessments over your data processing, with privacy controls managed against ISO/IEC 27701.
CIS Controls & NIST CSF
CIS Controls & NIST CSF
Recognised baseline security controls, each one owned, tested and evidenced.
Incident management
Incident management
Incidents recorded with an owner, priority, and regulatory and contractual impact, so the record is ready when someone asks for it.
ISO 27001
ISO 27001
Information security management, pre-mapped to your controls.
AI governance (ISO/IEC 42001)
AI governance (ISO/IEC 42001)
Responsible, accountable AI, with an AI system inventory and impact assessments managed against ISO/IEC 42001.
Your data stays in your Safe Zone
Your data stays in your Safe Zone
Your documents and data are not copied to an outside system, and nothing is used to train external AI models.
For Financial Services across the UK and Europe
See ORCA Opti for UK & European Financial Services
DORA came into force across the EU in January 2025, the FCA and PRA have raised the bar on operational resilience, and the EU AI Act now lands on credit scoring and biometrics. Banks, building societies, insurers, asset managers, fintechs and ICT third-party providers all need evidence-grade controls that read in both London and Frankfurt. ORCA Opti brings them into one platform.
DORA and PRA / FCA resilience ready
DORA and PRA / FCA resilience ready
DORA ICT risk, third-party risk and incident reporting mapped alongside PRA SS2/21 and FCA Operational Resilience expectations.
Customer and core systems in the Safe Zone
Customer and core systems in the Safe Zone
Account, KYC, claims and payments data inside the Safe Zone with UK and EEA residency, plus AI Guardian blocking PII disclosure to external AI.
Governed AI for credit, service and fraud
Governed AI for credit, service and fraud
Roll out AI for credit decisioning, customer service and fraud detection with the audit trail the EU AI Act and the FCA both expect.
Incident reporting on the clock
Incident reporting on the clock
DORA 4-hour major-incident reporting, FCA notifications and ICO breach reporting handled by pre-built and rehearsed workflows.
The pressure
What Pan-European FS risk officers are watching
DORA, AI Act, MiCA and operational resilience are all biting at once. Paper compliance no longer survives a supervisory dialogue.
DORA in force
DORA in force
EU Digital Operational Resilience Act is now operational. ICT risk management, third-party register and major-incident reporting expectations are evidence-grade.
FCA and PRA operational resilience
FCA and PRA operational resilience
Important business services, impact tolerances and self-assessment expectations require live, defensible evidence at every assessment.
AI-enabled fraud at machine speed
AI-enabled fraud at machine speed
Authorised push payment fraud, deepfake voice authorisations and account takeover now move faster than human review. AI Guardian inspects every prompt.
Ransomware on core systems
Ransomware on core systems
Ransomware on core banking, claims or policy admin systems is a same-day supervisor-reportable event with serious supervisory and reputational consequences.
Frameworks built in
Every UK and EU regulator, one programme
ORCA Opti ships with the obligations Pan-European FS firms run on. Controls pre-mapped, evidence structured and reporting current.
DORA
EU Digital Operational Resilience Act ICT risk, third-party register, major-incident and threat-led penetration testing requirements mapped.
FCA & PRA operational resilience
FCA PS21/3 and PRA SS2/21 important-business-service identification, impact tolerances and self-assessment evidence assembled.
Senior Managers Regime
FCA/PRA Senior Managers and Certification Regime accountability mapped to risk, control and assurance ownership.
UK GDPR & EU GDPR
Customer data, consent and breach notification mapped to a single model across UK and EEA, with transfer mechanisms supported.
FCA, ICO & EU supervisor reporting
FCA REP-CRIM, FCA incident reporting, ICO breach notification and EU supervisor reporting handled by one workflow.
ISO 27001, PCI DSS v4 & NIST CSF
International security baselines, payment-card protections and the NIST Cybersecurity Framework mapped alongside UK and EU regulation.
See ORCA Opti for Financial Services in United Kingdom.
Work through a guided check with Opti Assist and get an immediate view of where you stand.
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